New CWTS blog

Dear readers,

It is with great pleasure that we announce a new platform for blog posts emanating from our institute: the CWTS blog.

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How important is the number of citations to my scientific work really? How is evaluation influencing knowledge production? Should my organisation support the DORA declaration? When does it (not) make sense to use the h-index? What does a competitive yet conscientious career system look like? What is the relation between scientific and social impact of research? How can we value diversity in scholarship?

The CWTS blog brings together ideas, commentary, and (book) reviews about the latest developments in scientometrics, research evaluation, and research management. It is written for those interested in bibliometric and scientometric indicators and tools, implications of monitoring, measuring, and managing research, and the potential of quantitative and qualitative methods for understanding the dynamics of scientific research.

This a moderated blog with a small editorial team consisting of Sarah de RijckeLudo Waltman, and Paul Wouters. The blog posts are written by researchers affiliated to CWTS.

In the meantime, this current Citation Culture blog will be discontinued. Thank you all very much for your dedicated readership. We hope you will enjoy reading the new blog!

You can subscribe to the mailinglist or rss feed at www.cwts.nl/blog

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The Facebook-ization of academic reputation?

Guest blog post by Alex Rushforth

The Facebook-ization of academic reputation? ResearchGate, Academia.edu and Everyday neoliberalism

How do we explain the endurance of neoliberal modes of government following the 2008 financial crisis, which could surely have been its death-knoll? This is the question of a long, brilliant, book by historian of science and economics Philip Mirowski, called ‘Never let a serious crisis go to waste’. Mirowski states that explanations of the crisis to date have accounted for only part of the answer. Part of the persistence of neo-liberal ideals of personhood and markets comes not just directly from ‘the government’ or particular policies, but is a result of very mundane practices and technologies which surround us in our everyday lives.

I think this book can tell us a lot about new ways in which our lives as academics are increasingly being governed. Consider web platforms like ResearchGate and Academia.edu: following Mirowski, these academic professional networking sites might be understood as technologies of ‘everyday neoliberalism’. These websites share a number of resemblances with social networking sites like Facebook – which Mirowski takes as an exemplar par excellence of this phenomenon. He argues Facebook teaches its users to become ‘entrepreneurs of themselves’, by fragmenting the self and reducing it to something transient (ideals emanating from the writings of Hayek and Friedman), to be actively and promiscuously re-drawn out of various click-enabled associations (accumulated in indicators like numbers of ‘likes’, ‘friends’, comments) (Mirowski, 2013, 92).

Let us briefly consider what kind of academic Academia.edu and ResearchGate encourages and teaches us to become. Part of the seductiveness of these technologies for academics, I suspect, is that we already compete within reputational work organisations (c.f. Whitley, 2000), where self-promotion has always been part-and-parcel of producing new knowledge. However, such platforms also intensify and reinforce dominant ideas and practices for evaluating research and researchers, which – with the help of Mirowski’s text – appear to be premised on neoliberal doctrines. Certainly the websites build on the idea that the individual (as author) is the central locus of knowledge production. Yet what is distinctly neoliberal perhaps is how the individual – through the architecture and design of the websites – experiences their field of knowledge production as a ‘marketplace of ideas’ (on the neo-liberal roots of this idea, see Mirowski, 2011).

This is achieved through ‘dashboards’ that display a smorgasbord of numerical indicators. When you upload your work, the interface generates the Impact Factor of journals you have published in and various other algorithmically-generated scores (ResearchGate score anyone?). There are also social networking elements like ‘contacts’, enabling you to follow and be followed by other users of the platform (your ‘peers’). This in turn produces a count of how well ‘networked’ you are. In short, checking one’s scores, contacts, downloads, views, and so on is supposed to give an impression of an individual user’s market standing, especially as one can compare these with scores of other users. Regular email notifications provide reminders to continue internalizing these demands and to report back regularly to the system. These scores and notices are not final judgments but a record of accomplishments so far, motivating the user to carry on with the determination to do better. Given the aura of ‘objectivity’ and ‘market knows best’ mantra these indicators present to us, any ‘failings’ are the responsibility of the individual. Felt anger is to be turned back inward on the self, rather than outwards on the social practices and ideas through which such ‘truths’ are constituted. A marketplace of ideas indeed.

Like Facebook, what these academic professional networking sites do seems largely unremarkable and uncontroversial, forming part of background infrastructures which simply nestle into our everyday research practices. One of their fascinating features is to promulgate a mode of power that is not directed to us ‘from above’ – no manager or formal audit exercise is coercing researchers into signing-up. We are able to join and leave of our own volition (many academics don’t even have accounts). Yet these websites should be understood as component parts of a wider ‘assemblage’ of metrics and evaluation techniques with which academics currently juggle, which in turn generate certain kinds of tyrannies (see Burrows, 2012).

Mirowski’s book provides a compelling set of provocations for digital scholars, sociologists of science, science studies, higher education scholars and others to work with. Many studies have been produced documenting reforms to the university which have bared various hallmarks of neoliberal political philosophical doctrines (think audits, university rankings, temporary labour contracts, competitive funding schemes and the like). Yet these latter techniques may only be the tip of the iceberg: Mirowski has given us cause to think more imaginatively about how ‘everyday’ or ‘folk’ neoliberal ideas and practices become embedded in our academic lives through quite mundane infrastructures, the effects of which we have barely begun to recognise, let alone understand.

References

Burrows, R. 2012. Living with the h-index? Metric assemblages in the contemporary academy. Sociological Review, 60, 355-372.

Mirowski, P. 2011. Science-mart : privatizing American science, Cambridge, Mass. ; London, Harvard University Press.

Mirowski, P. 2013. Never let a serious crisis go to waste : how neoliberalism survived the financial meltdown, New York, Verso.

Whitley, R. 2000. The intellectual and social organization of the sciences, Oxford England ; New York, Oxford University Press.

 

 

CWTS in new European consortium

Good news came our way yesterday! CWTS will be partner in a new project funded by the Swedisch Riksbankens Jubileumsfond: Knowledge in science and policy. Creating an evidence base for converging modes of governance in policy and science (KNOWSCIENCE). The project is coordinated by Merle Jacob (Lund University, Sweden). Other partners in the consortium are Dietmar Braun (Lausanne University, Switzerland), Tomas Hellström (Department of Business Administration, Lund University), Niilo Kauppi (CNRS, Strasbourg, France), Duncan Thomas & Maria Nedeva (Manchester Institute of Innovation Research, Manchester Business School, UK), Rikard Stankiewitz (Lund University), and Sarah de Rijcke & Paul Wouters (CWTS).

KNOWSCIENCE focuses on deepening our understanding of the interplay between policy instruments intended to govern the structural organization of higher education and research (HER) and the informal rules and processes that organisations have developed for ensuring the validity and quality of the knowledge they produce. KNOWSCIENCE refers to this as the interplay between structural and epistemic governance, and argue that an understanding of this relationship is necessary for building sustainable knowledge producing arrangements and institutions and securing society’s long-term knowledge provision.

The main research question guiding the project is ‘how do policy and the science systems co-produce the conditions for sustainable knowledge provision?’ Specifically we ask:

(a) How are HER policy steering mechanisms enabled, disabled and transformed throughout the HER sector via the academic social system?

(b) What are the most significant unintended consequences of HER policy on the HER system? and

(c) What types of policy frameworks would be required to meet these challenges?

The announcement on the RJ website can be found via this link.

Indicator-considerations eclipse other judgments on the shop-floor | Keynote Sarah de Rijcke ESA Prague, 26 August 2015

This invited lecture at the ESA conference in Prague drew on insights from the Leiden Manifesto and from two recent research projects at our institute in the Evaluation Practices in Context research group. These research projects show how indicators influence knowledge production in the life sciences and social sciences, and how in- and exclusion mechanisms get built into the scientific system through certain uses of evaluative metrics. Our findings point to a rather self-referential focus on metrics and a lack of space for responsible, relevant research in the scientific practices under study. On the basis of these findings I argued in the talk that we need an alternative moral discourse in research assessment, centered around the need to address growing inequalities in the science system. Secondly, the talk considered the most pertinent issues for the community of sociologists from the Leiden Manifesto for research metrics (Hicks, Wouters, Waltman, De Rijcke & Rafols, Nature, 23 April 2015).

http://www.slideshare.net/sarahderijcke/slideshelf

See also:

Rushforth & De Rijcke (2015). Accounting for Impact? The Journal Impact Factor and the making of biomedical research in the NetherlandsMinerva, 53(2), 117-139.

De Rijcke, S. & Rushforth, A.D. (2015). To intervene, or not to intervene, is that the question? On the role of scientometrics in research evaluation. Journal of the Association for Information Science and Technology, 66 (9), 1954-1958.

Hicks, D., Wouters, P.F., Rafols, I., De Rijcke, S. & Waltman, L. (2015). The Leiden Manifesto for Research Metrics. Nature, 23 April 2015.

Hammarfelt & De Rijcke (2015). Accountability in Context: Effects of research evaluation systems on publication practices, disciplinary norms, and individual working routines in the faculty of Arts at Uppsala UniversityResearch Evaluation, 24(1), 63-77.

Leiden Manifesto for research metrics published in Nature

We’re happy to announce the publication of ten principles to guide the use of metrics in research evaluation – a collaboration between Diana Hicks (Georgia Tech), Ismael Rafols (Ingenio/SPRU), Paul Wouters, Sarah de Rijcke and Ludo Waltman (CWTS). The principles were formulated on the basis of input from the scientometric community during a special session on the development of good practices for metrics use at the STI/ENID conference in Leiden (September 2014).

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In Search of Excellence? Debating the Merits of Introducing an Elite Dutch University Model

Report by Alex Rushforth

Should the Netherlands strive for excellence in its university systems? Will maintaining quality suffice? This was the topic of a recent panel debate at the WTMC annual meeting on 21 November 2014 in De Balie, Amsterdam. Organised and chaired by Willem Halffman, the session focused on an article published by Barend Van Der Meulen in the national newspaper De Volkskrant, which advocated the need to produce two excellent universities which excel on internationally published rankings, thereby creating a new top-tier in the Dutch higher education system.

Both van der Meulen and Halffman presented their views, with an opposing position also coming from Sally Wyatt. Completing the panel, CWTS’s very own Paul Wouters provided results from recent empirical work about rankings.

Barend van der Meulen’s call for an elite university stemmed from the fact Dutch universities perennially sit outside of the top-50 in Shanghai and Times Higher Education rankings. For him the message is clear: the Netherlands is repeatedly failing to enhance its reputation as an elite player among global universities, a position which ought to cause concern. Van der Meulen stated that his call for an elite university model is part of a need to create an expanded repertoire of what universities are and what they should do in the Netherlands. The pursuit of rankings through this vehicle is therefore tightly coupled with a rejection of the status quo. Rankings are a social technology which ought to be harnessed for quality improvement and as tools through which to promote democratic participation by equipping students and policymakers with tools to make judgments and exert some influence over universities. Alternative modes of evaluation like peer review provide closed systems in which only other academics can make judgments, leaving university activities unaccountable to external modes of evaluation. This ‘ivory tower’ situation reminiscent of the 1980s is an image Van Der Meulen wishes to escape from, as ultimately it damages credibility and legitimacy of universities. The reliance on public money for research and education makes the moral case for university improvement and accountability particularly pressing in the Netherlands. For Van Der Meulen, the ‘good enough’ university (see Wyatt’s argument below) is not enough, given that excellence is imposing itself as a viable and increasingly important alternative.

First to oppose the motion in favour of elite universities was Willem Hallfman, whose talk built on a reply co-authored with Roland Bal, also in De Volkskrant. In the talk Halffman questioned the very foundations of the idea that ‘excellence’ ought to be pursued. Drawing unflattering comparisons between the research budget of Harvard University and that of the entire Netherlands, it was argued that competing within a global superleague would require a radical expansion of existing research budgets and wage structures across the Dutch university system, which he felt unrealistic and unreasonable against a backdrop of crisis in public finances. As well as reproducing national elites, Halffman also questioned the desirability of ranking systems which promote academic stars and the consequences this brings to institutions of science in general and Dutch universities in particular. Football-style league tables provide poor models on which to rate universities, as in contrast with sport where a winner-takes-all logic is central, for universities embodying a broad repertoire of societal functions, it is not clear what ‘winning’ means and how this would be made visible and commensurable through performance indicators.

Sally Wyatt recounted her personal experiences of the shock she encountered when studying and working in British universities in the 1980s, having grown-up in Canada within a period of prosperity and social mobility. These experiences fired a series of warning shots not to go down a road of pursuing excellence. When a move to the Netherlands came about in 1999, it promised her an oasis away from the turmoil the British university system had faced as a result of Thatcherite policy reforms. With the emergence of the Research Assessment Exercise (RAE) and its ranking logic comes also a rise in managerial positions and policies, decline in working conditions, and a widening gender gap. Gone also was a latent class system engrained in the culture of universities, with dominant elite institutions the site of social stratification reproduced across generations, which rankings merely encourage and reinforce. Despite erosion of certain positive attributes in universities since her arrival in the Netherlands, Wyatt argued that the Dutch system still preserves enough of a ‘level-playing field’ in terms of funding allocation to merit fierce resistance to any introduction of an elite university model. For Wyatt sometimes it is better to promote the ‘good enough’ than to chase an imperialist and elitist vision of ‘excellence’.

Drawing on work on university and hospital rankings carried-out with Sarah De Rijcke (CWTS), Iris Wallenburg and Roland Bal (Erasmus MC, Rotterdam), Paul Wouters’ talk advocated the need for a more fine-grained STS investigations into the kinds of work that goes into rankings, who is doing it, and in what situations. What is at stake in studying rankings then is not simply the critique of this or that tool, but a more pervasive (and sometimes invisible) logic/set of practices encountered across public organisations like universities and hospitals. Wouters advocated a move towards combining audit society critiques (which tend to be top-down) with STS insights into how ranking is practiced across various organisational levels in universities. This would provide a more promising platform through which to inform debates of the kind playing-out over the desirability of the elite university.

So the contrast between positions was stark. Are rankings – these seemingly ubiquitous ordering mechanisms of contemporary social life – something the Netherlands can afford to back away from in governing its universities? If they are being pursued anyway, shouldn’t policy intervene and assist a more systematic pursuit up the rankings which would enable more pronounced successes? Or is it necessary to oppose the very notion that the Netherlands needs to excel in a ‘globally competitive’ race, particularly given the seeming arbitrariness of many of the metrics according to which prestige gets attributed via ranking mechanisms? Despite polarization on what is to be done, potential for extending STS’s conceptual and empirical apparatus to mediate these discussions seemed to strike a chord among panelists and the audience alike. No doubt this stimulating debate touches on a set of issues that will not be going away quickly, and is one on which the WTMC community is surely well placed to intervene.

Ethics and misconduct – Review of a play organized by the Young Academy (KNAW)

This is a guest blog post by Joost Kosten. Joost is PhD student at CWTS and member of the EPIC working group. His research focuses on the use of research indicators from the perspective of public policy. Joost obtained an MSc in Public Administration (Leiden University) and was also trained in Political Science (Stockholm University) and Law (VU University Amsterdam).

Scientific (mis)conduct – The sins, the drama, the identification

On Tuesday November 18th 2014 the Young Academy of the Royal Netherlands Academy of Sciences organized a performance of the play Gewetenschap by Tony Maples at Leiden University. These weeks, Pandemonia Science Theater is on tour in the Netherlands to perform this piece at several universities. Gewetenschap was inspired by occasional troubles with respect to ethics and integrity which recently occurred in Dutch science and scholarship. Although these troubles concerned grave violations of the scientific code of conduct (i.e., the cardinal sins of fraud, fabrication, and plagiarism) the play focusses on common dilemma’s in a researcher’s everyday life. The title Gewetenschap is a non-existent word, which combines the Dutch words geweten (conscience) and wetenschap (science).

The playwright used confidential interviews with members of the Young Academy to gain insight into the most frequently occurring ethical dilemma’s researchers have to deal with. Professor Karin de Zwaan is a research group leader who has hardly any time to do research herself. She puts much effort in organizing grants, attracting new students and organizing her research group. Post-doc Jeroen Dreef is a very active researcher who does not have enough time to take organizational responsibilities serious. A tenure track is all he wants. Given their other important activities, Karin and Jeroen hardly have any time to supervise PhD student Lotte. One could question the type of support they do give her.

At times, given the reaction on scenes of the drama piece, the topics presented were clearly recognized by the audience. Afterwards, the dilemma’s touched upon during the play are presented by prof. Bas Haring. The audience discusses the following topics:

  • Is there a conflict between the research topics a researcher likes himself and what the research group expects her/him to do?
  • In one of the scenes, the researchers were delighted because of the acceptance of a publication. Haring asks if that exhibits “natural behaviour”. Shouldn’t a researcher be happy with good results instead of a publication being accepted? One of the participants replies that a publication functions as a reward.
  • What do you do with your data? Is endless application of a diversity analysis methods until you find nice results a responsible approach?
  • What about impact factors (IF)? Bas Haring himself says his IF is 0. “Do you think I am an idiot?” Which role do numbers such as the IF play in your opinion about colleagues? There seems to be quite a diversity of opinions. An early career research says everone knows these numbers are nonsense. An experienced scientist points out that there is a correlation between scores and quality. Someone else expresses his optimism since he expects that this focus on numbers will be over with ten years. This causes another to respond that in the past there was competition too, but in a different way.
  • When is someone a co-author? This question results in a lively debate. Apparently, there are considerable differences from field to field. In the medical fields, a co-authorship can be a way to express gratitude to authors who have played a vital role in a research project, such as people who could organize experimental subjects. In this way, a co-authorship becomes a tradeable commodity. A medicine professor points out that in his field, co-authorships can be used to compare a curriculum vitae with the development of status as a researcher. Thus, it can be used as a criterion to judge grant proposals. A good researcher should start with first position co-authorships, later on should have co-authorships somewhere in between the first and last author, and should end his career with papers in which has co-authorships in the last position. Thus, the further the career has been developed, the more the name of the other should be in the final part of the author list. Another participant states that one can deal with co-authorships in three different ways: 1. Co-authors should always have full responsibility for everything in the paper. 2. Similar to openness which is given at the end of a movie, co-authors should clarify what each co-author’s contribution was. 3. Only those who really contributed in writing a paper can be a co-author. The participant admits that this last proposal works in his own field but might not work in other fields.
  • Can a researcher exaggerate his findings if he presents them to journalists? Should you keep control over a journalist’s work in order to avoid that he will present things differently? Is it allowed to present untruth information in order to help support your case, just to avoid that a proper scientific argumentation will be too complex for the man in the street?
  • Is it allowed to to present your work as having more societal relevance than you really expect? One of the reactions is that researchers are forced to express the societal relevance of their work when they apply for a grant. From the very nature of scientific research it is hardly possible to clearly indicate what society will gain from the results.
  • What does a good relationship between a PhD-student and a supervisor look like? What is a good balance between serving the interests of PhD students, serving organizational interests (e.g. the future of the organization by attracting new students and grants), and the own interest of the researcher?

The discussion did not concentrate on the following dilemma´s presented in Gewetenschap:

  • To what extent are requirements for grant proposals contradictory? On the one hand, researchers are expected to think ‘out-of-the-box’ while on the other hand they should meet a large amount of requirements. Moreover, should one propose new ideas including the risks which come along, or is it better to walk on the beaten path in order to guarantee successes?
  • Should colleagues who did not show respect be served with the same sauce if you have a chance to review their work? Should you always judge scientific work on its merits? Are there any principles of ‘due process’ which should guide peer review?
  • Whose are the data if someone contributed to them but moves to another research group or institute?

 

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